I believe it is vital to get regular expert financial advice and not just on a one off basis.
I understand that my clients have ever changing needs and as such their financial requirements will also change. I often speak to people who have dealt with a financial adviser in the past but who have not heard from them for many years. This is unacceptable and I promise to keep in regular contact with all my clients.
My business is largely built on personal referrals from existing clients and this can only be achieved by having an excellent ongoing relationship with them.
Having access to professional financial advice has never been more important and I commit to basing all my advice on your individual needs and requirements. As I am self-employed I am able to offer advice from a wide range of products and providers. If you rely on your bank for financial advice it is important to remember they are only able to advise on their own products.
My company Swindon Financial Planning Ltd is an appointed representative of Quilter Financial Services Limited and Quilter Mortgage Planning Limited which is regulated by the Financial Conduct Authority and am fully committed to their Treating Customers Fairly initiative. As stated I'm a member of the Quilter Financial Planning Network of Financial Advisers and as my client you can benefit from the opportunities that this presents.
Our promise to you is that we will always treat you fairly. You can expect in all our dealings with you that we'll:
·Treat you as we would expect to be treated
·Never take advantage of you
·Be open and honest
·Quickly put right any mistake that we make.
Chartered Institute of Insurance:
- Certificate in Financial Administration (Pensions)
- FPC 1 Financial Services and their regulations
- FPC 2 Protection, savings and investment
- FPC 3 Identifying and satisfying client needs
- CF 2 Investment and Risk
- CF 6 Mortgage advice
- CF7 Lifetime mortgage activities
- CF8 Long term care insurance
- G10 Taxation and Trusts (passed with distinction)
- JO8 Financial Planning in Practice
Swindon Financial Planning Ltd is an appointed representative of Quilter Financial Services Limited and Quilter Mortgage Planning Limited which are authorised and regulated by the Financial Conduct Authority. Quilter Financial Services Limited and Quilter Mortgage Planning Limited is entered on the FCA register (https://register.fca.org.uk/s/) under reference 440703 and 440718. Swindon Financial Planning Limited is registered as a company in England & Wales. Number 8763093. Registered Office: 40 Osterley Road, Swindon, SN25 1UW
If you are unhappy with our service
If you have a complaint about your adviser, or any financial advice you have received from your adviser, please contact us:
Quilter Financial Planning Complaints Department
Newcastle upon Tyne
Tel: 0191 241 0700
You can find more information by visiting the Quilter Financial Planning website:
If you cannot settle your complaint with us, you may be entitled to refer it to the Financial Ombudsman Service (www.financial-ombudsman.org.uk)